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AFIA Finance Industry Code Compliance – Insights from AFIA & Allens

Following the launch of the AFIA Finance Industry Code in September, this session will provide members with a comprehensive look at the governance framework, accreditation process, and practical tools to support internal reviews and business-wide engagement.

In this session, AFIA’s Director Industry Standards, Tracey Lyons will provide a walkthrough of the Code Accreditation Framework, including key timelines, the role of the Code Compliance Committee (CCC), and on member compliance attestation.

Tracey will guide participants through the full accreditation pack, including the Guideline, Checklist, and Initial Compliance Declaration, and outline the CCC’s decision-making process, from notification of outcome to use of the Code Compliant logo.

Complementing this, Kerensa Sneyd from Allens will provide strategic guidance on conducting an internal compliance review, including how to engage the wider business—not just compliance teams—to ensure the Code is embedded organisation-wide. Kerensa will also discuss how the AFIA Code Compliance Guide (available on the Member Portal) can help members manage this process efficiently and effectively.

Key Takeaways

  • Understand the full AFIA Code Accreditation process, supporting documentation, and governance requirements

  • Learn how the CCC makes decisions and how members can use the Code Compliant logo

  • Gain legal insights into conducting internal Code reviews with confidence

  • Explore strategies to embed Code awareness across your business—not just in compliance

  • Discover how to use the AFIA Code Compliance Guide to streamline documentation, reviews, and implementation

Whether you're preparing for accreditation or considering adjustments to your internal compliance framework, this session offers clear, actionable guidance.

Register here

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AFIA CRO Forum - MELB

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Ashurst - Understanding the Conduct Regulator - Part 4